Claire Emma Catherine Marshall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Patria Private Equity (Europe) Limited (no longer approved here)
FRN 755580
- [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
- [FCA CF] Manager of certification employee (14 Mar 2022 to 26 Apr 2024)
- [FCA CF] Significant management (4 Mar 2021 to 26 Apr 2024)
ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 144519
- [FCA CF] Manager of certification employee (14 Mar 2022 to 31 Mar 2024)
- [FCA CF] Significant management (14 Mar 2022 to 31 Mar 2024)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
Newton Investment Management Limited (no longer approved here)
FRN 119331
- CF27 Investment Management (1 Dec 2001 to 15 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.