Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (17 Feb 2023 to 11 Jan 2024)
    • Responsible for Insurance Distribution (12 Mar 2021 to 17 Feb 2023)
    • SMF3 Executive Director (12 Mar 2021 to 17 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Mar 2021)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Significant management (17 Feb 2023 to 11 Jan 2024)
    • Responsible for Insurance Distribution (12 Mar 2021 to 17 Feb 2023)
    • SMF3 Executive Director (12 Mar 2021 to 17 Feb 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 12 Mar 2021)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF16 Significant Mgt (Desgntd Investment Business) (2 Mar 2005 to 1 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.