Cuan Michael Tait

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Functions requiring qualifications (30 Sep 2021 to 19 Nov 2022)
    • [FCA CF] Client dealing (30 Sep 2021 to 19 Nov 2022)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Functions requiring qualifications (30 Sep 2021 to 1 Jan 2022)
    • [FCA CF] Client dealing (30 Sep 2021 to 1 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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