Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 12 Oct 2021)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • [FCA CF] Client dealing (9 Aug 2023 to 24 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Aug 2023 to 24 Aug 2023)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Aug 2021)
    • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Aug 2021)
    • CF30 Customer (2 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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