ABERDEEN PORTFOLIO SOLUTIONS LIMITED

• Principal Place of Business

  280 Bishopsgate

  London

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +442074636000

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Graham Driver

  IRN DJD01087

  • [FCA CF] Material risk taker (1 Jan 2023 to 1 Sep 2023)
• David Mitchell

  IRN DXM00558

  • [FCA CF] Significant management (1 Sep 2021 to 1 Nov 2021)
• David Patrick Denis Marie Mouille

  IRN DXM00667

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Significant management (since 11 Feb 2022)
  • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
• Derek Ryan Smith

  IRN DRS01164

  • [FCA CF] Manager of certification employee (since 27 Nov 2024)
  • [FCA CF] Material risk taker (since 4 Nov 2024)
  • [FCA CF] Significant management (since 4 Nov 2024)
• Derek William Grant MacLeod

  IRN DWM01050

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Apr 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 26 Feb 2021)
  • CF10 Compliance Oversight (20 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Jun 2018 to 8 Dec 2019)
• Donald Brown

  IRN DXB01906

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2021)
  • CF30 Customer (8 Dec 2015 to 8 Dec 2019)
• Donna Liddle

  IRN DXL00310

  • [FCA CF] Significant management (13 Jun 2022 to 1 Jul 2024)
• Douglas Tennant

  IRN DXT86677

  • [FCA CF] Significant management (2 Jun 2020 to 1 Jan 2024)
• Elaine Grace Matheson

  IRN EXM00337

  • [FCA CF] Significant management (30 Oct 2024 to 5 Jan 2026)
• Elizabeth Fletcher

  IRN EXF84024

  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)

No changes recorded yet.