Derek William Grant MacLeod

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • SMF16 Compliance Oversight (11 May 2020 to 26 Feb 2021)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Apr 2021)
    • CF11 Money Laundering Reporting (20 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jun 2018 to 8 Dec 2019)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF28 Systems and controls (6 Nov 2008 to 11 May 2009)
    • CF10 Compliance Oversight (6 Nov 2008 to 11 May 2009)
    • CF11 Money Laundering Reporting (6 Nov 2008 to 11 May 2009)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • CF10 Compliance Oversight (5 Mar 2004 to 30 Jun 2005)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2005)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.