Donald Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2021)
    • [FCA CF] Client dealing (since 6 Sep 2021)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2021)
    • CF30 Customer (8 Dec 2015 to 8 Dec 2019)
  • The Eurofinance Partnership (no longer approved here)

    FRN 200064

    • Employed By (7 Jan 2014 to 8 Sep 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (7 Jun 2013 to 31 Jan 2014)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (255)Employed By (7 Jun 2013 to 31 Jan 2014)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (16 Sep 2011 to 3 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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