Derek Ryan Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elevate Portfolio Services Limited

    FRN 144849

    • SMF24 Chief Operations (since 5 Jun 2025)
    • [FCA CF] Significant management (4 Nov 2024 to 4 Jun 2025)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 4 Jun 2025)
  • ABERDEEN PLATFORM LIMITED

    FRN 188796

    • SMF24 Chief Operations (since 5 Jun 2025)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 4 Jun 2025)
    • [FCA CF] Significant management (4 Nov 2024 to 4 Jun 2025)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED

    FRN 623682

    • [FCA CF] Manager of certification employee (since 27 Nov 2024)
    • [FCA CF] Significant management (since 4 Nov 2024)
    • [FCA CF] Material risk taker (since 4 Nov 2024)
  • Morningstar Wealth Administration Limited (no longer approved here)

    FRN 463566

    • SMF3 Executive Director (9 Jan 2024 to 13 Nov 2024)
  • Morningstar Wealth Retirement Services Limited (no longer approved here)

    FRN 462660

    • [FCA CF] Significant management (1 Aug 2023 to 13 Nov 2024)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [PRA CF] Significant risk taker or Material risk taker (7 May 2020 to 1 Oct 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Aug 2009 to 21 Aug 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 21 Aug 2015)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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