Morningstar Wealth Retirement Services Limited

• Principal Place of Business

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4408081785125

  Web

  https://www.morningstarwealthplatform.com

• Complaints Contact

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4408081785125

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · The firm is limited to dealing as a principal in investmenst, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Alex Liptrot

  IRN AXL00587

  • [FCA CF] Significant management (1 Aug 2023 to 9 Feb 2024)
• Andrew James Asquith-Vallance

  IRN AJA01155

  • CF11 Money Laundering Reporting (23 Jan 2017 to 4 Apr 2018)
  • CF10 Compliance Oversight (23 Jan 2017 to 4 Apr 2018)
  • CF1 Director (25 Jun 2015 to 4 Apr 2018)
  • CF24 Pension Transfer Specialist (4 Apr 2007 to 31 Oct 2007)
• Ben James Lester

  IRN BJL01042

  • [FCA CF] Material risk taker (since 1 Apr 2025)
  • [FCA CF] Significant management (since 9 Dec 2020)
• Derek Ryan Smith

  IRN DRS01164

  • [FCA CF] Significant management (1 Aug 2023 to 13 Nov 2024)
• Dylan Navra

  IRN DXN00152

  • [FCA CF] Significant management (1 Aug 2023 to 31 Jul 2025)
• Henry Kingsbury

  IRN HXK00091

  • [FCA CF] Significant management (9 Dec 2020 to 1 Aug 2023)
• Iain Stuart Herbertson

  IRN ISH01020

  • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Nov 2023)
  • CF1 Director (7 Feb 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Oct 2018 to 8 Dec 2019)
• Jayne Elizabeth Wensley

  IRN JEW00045

  • CF11 Money Laundering Reporting (6 Apr 2007 to 1 Nov 2016)
  • CF1 Director (6 Apr 2007 to 1 Nov 2016)
• Jonathan Element Farmer

  IRN JEF01094

  • [FCA CF] Significant management (9 Dec 2020 to 31 Mar 2023)
• Mark Francis Sanderson

  IRN MFS01087

  • SMF1 Chief Executive (since 2 Feb 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (17 Nov 2016 to 8 Dec 2019)

No changes recorded yet.