Morningstar Wealth Retirement Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
Trades With You Directly

For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investmenst, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
Runs Personal Pensions
Investment Setup

For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

Senior staff personally approved by the FCA to hold their roles here.

Matthew Stevens
IRN MXS03244
- SMF16 Compliance Oversight (since 1 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2024)
Michael Bernard Ohanessian
IRN MXO01428
- CF1 Director (16 Dec 2016 to 22 Feb 2017)
Paul Wensley
IRN PXW00018
- CF10 Compliance Oversight (6 Apr 2007 to 1 Nov 2016)
- CF1 Director (6 Apr 2007 to 1 Nov 2016)
Richard Dylan Halsall
IRN RDH01135
- SMF3 Executive Director (9 Dec 2019 to 19 Mar 2021)
- CF1 Director (31 Oct 2017 to 8 Dec 2019)
Roopam Janda
IRN RXJ00264
- [FCA CF] Significant management (1 Aug 2023 to 12 Jun 2024)
Simon James Glover
IRN SJG01348
- [FCA CF] Significant management (since 1 Apr 2025)
Susan Smith
IRN SXS02403
- CF11 Money Laundering Reporting (3 May 2018 to 28 Aug 2018)
- CF10 Compliance Oversight (3 May 2018 to 28 Aug 2018)
- CF1 Director (16 Nov 2017 to 28 Aug 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.