42 Wealth Management Ltd

• Principal Place of Business

  Charter House

  Sandford Street

  Lichfield

  Staffordshire

  WS13 6QA

  UNITED KINGDOM

  Phone

  +441543395902

  Web

  https://www.42wealth.com

• Complaints Contact

  Charter House

  Sandford Street

  Lichfield

  Staffordshire

  WS13 6QA

  UNITED KINGDOM

  Phone

  +441543395902

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Rodman

  IRN AXR00782

  • CF30 Customer (24 Jul 2023 to 4 Mar 2024)
• Barton Dyke Dalton II

  IRN BDD01006

  • CF30 Customer (20 Nov 2023 to 1 Oct 2024)
  • CF1 Director (AR) (20 Nov 2023 to 1 Oct 2024)
  • [FCA CF] Client dealing (5 Jan 2023 to 8 Oct 2024)
  • [FCA CF] Functions requiring qualifications (5 Jan 2023 to 8 Oct 2024)
• Charlie Stephen Garner

  IRN CXG00355

  • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 4 Nov 2022)
• Daniel Simmons

  IRN DXS00755

  • Appointed representative dealing with clients for which they require qualification (1 Dec 2023 to 4 Dec 2024)
  • [FCA CF] Functions requiring qualifications (1 Dec 2023 to 30 Jan 2026)
  • [FCA CF] Client dealing (23 Nov 2022 to 30 Jan 2026)
• Duncan Edward Buck

  IRN DEB00012

  • CF30 Customer (4 Feb 2022 to 1 Dec 2023)
  • Appointed representative dealing with clients for which they require qualification (30 Nov 2021 to 1 Dec 2023)
• Jack Andrew Smith

  IRN JAS01559

  • CF30 Customer (4 Feb 2022 to 1 Dec 2023)
  • Appointed representative dealing with clients for which they require qualification (30 Nov 2021 to 1 Dec 2023)
• James Kniveton

  IRN JXK63144

  • [FCA CF] Functions requiring qualifications (12 Apr 2021 to 5 Oct 2023)
  • [FCA CF] Client dealing (12 Apr 2021 to 5 Oct 2023)
• Laurence Forrester-McLean

  IRN LRF00012

  • SMF3 Executive Director (25 Sep 2024 to 5 Feb 2026)
  • [FCA CF] Functions requiring qualifications (22 Jul 2024 to 5 Feb 2026)
  • [FCA CF] Client dealing (22 Jul 2024 to 5 Feb 2026)
• Stephen Christopher Moseley

  IRN SCM01099

  • Responsible for Insurance Distribution (7 Oct 2020 to 17 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2024)
  • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2025)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2024)
  • CF30 Customer (29 Jul 2019 to 8 Dec 2019)
  • CF1 Director (29 Jul 2019 to 8 Dec 2019)
• Steven Russell Fox

  IRN SRL01083

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)

• Island FS Ltd (no longer appointed)

  FRN 944162 · Appointed 16 Dec 2021 · Until 27 Dec 2023

• Temple Row Financial Ltd (no longer appointed)

  FRN 956465 · Appointed 10 Aug 2021 · Until 8 Oct 2024

• Rockman Wealth Ltd (no longer appointed)

  FRN 916778 · Appointed 14 Nov 2019 · Until 10 Mar 2024

No changes recorded yet.