Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (7 Oct 2020 to 17 Jul 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 15 Sep 2025)
- CF1 Director (29 Jul 2019 to 8 Dec 2019)
- CF30 Customer (29 Jul 2019 to 8 Dec 2019)
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- CF1 Director (3 Aug 2015 to 1 Aug 2016)
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- CF30 Customer (24 Feb 2011 to 30 Jun 2011)
- CF10 Compliance Oversight (22 Dec 2009 to 22 Nov 2010)
- Responsible for Insurance Mediation (22 Dec 2009 to 22 Nov 2010)
- CF1 Director (22 Dec 2009 to 22 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.