Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CARLILE ALEXANDER PRIVATE WEALTH LIMITED
FRN 788766
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
- [FCA CF] Client dealing (since 9 Mar 2026)
-
- [FCA CF] Functions requiring qualifications (1 Dec 2023 to 30 Jan 2026)
- Appointed representative dealing with clients for which they require qualification (1 Dec 2023 to 4 Dec 2024)
- [FCA CF] Client dealing (23 Nov 2022 to 30 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.