Jack Andrew Smith

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vintage Wealth Management Limited

    FRN 593380

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
    • [FCA CF] Client dealing (since 31 Mar 2026)
  • Philip Harper LLP

    FRN 485423

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • [FCA CF] Client dealing (since 2 Jan 2024)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • Appointed representative dealing with clients for which they require qualification (22 Nov 2023 to 31 Dec 2023)
    • CF30 Customer (18 Oct 2023 to 8 Jan 2024)
  • 42 Wealth Management Ltd (no longer approved here)

    FRN 732318

    • CF30 Customer (4 Feb 2022 to 1 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (30 Nov 2021 to 1 Dec 2023)
  • Island FS Ltd (no longer approved here)

    FRN 944162

    • (1)Employed By (25 Feb 2021 to 31 Dec 2021)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (18 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.