Philip Harper LLP

• Principal Place of Business

  Penn Barn

  By The Pond, Elm Road

  Penn

  High Wycombe

  Buckinghamshire

  HP10 8LB

  UNITED KINGDOM

  Phone

  +4401494817151

  Web

  https://fmifa.com

• Complaints Contact

  Penn Barn

  By the Pond

  Elm Road

  Penn

  High Wycombe

  Buckinghamshire

  HP10 8LB

  UNITED KINGDOM

  Phone

  +4401494817151

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Mary Caesar

  IRN AMB00014

  • CF30 Customer (24 May 2010 to 14 Apr 2011)
• Amyr Badim Rocha Lima

  IRN AXB03050

  • CF30 Customer (21 Jan 2013 to 27 Oct 2017)
• Andrew John Robinson

  IRN AJR00153

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF27 Partner (since 1 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
  • [FCA CF] Client dealing (since 3 Dec 2020)
  • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
• Christopher Eric Hockin

  IRN CEH00003

  • CF30 Customer (11 Feb 2013 to 8 Dec 2019)
• Colin Gerald Brown

  IRN CGB01053

  • CF30 Customer (9 Sep 2008 to 31 Mar 2012)
• Elliot Scott Clark

  IRN ESC01032

  • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 30 Jun 2025)
  • [FCA CF] Client dealing (3 Dec 2020 to 30 May 2025)
  • CF30 Customer (23 Jan 2018 to 8 Dec 2019)
• Jack Andrew Smith

  IRN JAS01559

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
  • [FCA CF] Client dealing (since 2 Jan 2024)
• James Croft

  IRN JXC03395

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 9 Jun 2025)
• Janet Rosemary Harper

  IRN JRH01152

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (9 Sep 2008 to 8 Dec 2019)
• Matthew Graham Wright

  IRN MXW00013

  • [FCA CF] Client dealing (3 Dec 2020 to 30 Jun 2025)
  • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 30 Jun 2025)
  • CF30 Customer (18 Feb 2013 to 8 Dec 2019)

No changes recorded yet.