Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Vintage Wealth Management Limited
FRN 593380
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
- [FCA CF] Client dealing (since 31 Mar 2026)
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Philip Harper LLP
FRN 485423
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF27 Partner (since 1 Dec 2024)
- [FCA CF] Client dealing (since 3 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
- CF30 Customer (1 Nov 2017 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.