Amyr Badim Rocha Lima

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perpetual Wealth Solutions Limited

    FRN 1012368

    • SMF3 Executive Director (since 17 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Sep 2024)
  • Strategic Wealth Partners Limited

    FRN 784088

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Sep 2023)
    • Responsible for Insurance Distribution (since 25 Sep 2023)
    • SMF16 Compliance Oversight (since 25 Sep 2023)
    • SMF3 Executive Director (since 25 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Jun 2023)
    • [FCA CF] Client dealing (since 21 Jun 2023)
  • Philip Harper LLP (no longer approved here)

    FRN 485423

    • CF30 Customer (21 Jan 2013 to 27 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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