Strategic Wealth Partners Limited

Date authorised
2 January 2018
Companies House
10817804
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Smith
    145 London Road
    Kingston upon Thame
    KT2 6SR
    UNITED KINGDOM
    Phone
    +4402087190686
    Web
    https://www.strategicwealthpartners.co.uk

  • Complaints Contact

    The Smith
    145 London Road
    Kingston upon Thame
    KT2 6SR
    UNITED KINGDOM
    Phone
    +4402087190686

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amyr Badim Rocha Lima

    IRN AXB03050

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • SMF16 Compliance Oversight (since 25 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Sep 2023)
    • SMF3 Executive Director (since 25 Sep 2023)
    • Responsible for Insurance Distribution (since 25 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Jun 2023)
    • [FCA CF] Client dealing (since 21 Jun 2023)
  • Graham Colston Day

    IRN GCD01027

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Sep 2023)
    • CF1 Director (2 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)
  • Ian Robert Cooke

    IRN IRC00013

    • SMF3 Executive Director (since 27 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.