Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathmore Financial Limited
FRN 586059
- (2)Employed By (since 24 Feb 2026)
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Perpetual Wealth Solutions Limited
FRN 1012368
- SMF16 Compliance Oversight (since 17 Sep 2024)
- SMF3 Executive Director (since 17 Sep 2024)
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Strategic Wealth Partners Limited
FRN 784088
- SMF3 Executive Director (since 27 Sep 2023)
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Fusion Wealth Limited
FRN 541404
- CF1 Director (AR) (since 6 Jan 2023)
- SMF3 Executive Director (30 Jan 2020 to 25 Feb 2022)
- SMF1 Chief Executive (9 Dec 2019 to 25 Feb 2022)
- CF3 Chief Executive (AR) (31 Aug 2017 to 12 Mar 2021)
- CF1 Director (AR) (19 May 2016 to 31 Aug 2017)
- CF3 Chief Executive (4 Aug 2011 to 8 Dec 2019)
- CF30 Customer (4 Aug 2011 to 1 Aug 2022)
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Family Wealth Platform Limited
FRN 985076
- (1)Employed By (since 6 Jan 2023)
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- SMF1 Chief Executive (30 Jan 2020 to 8 Mar 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 8 Mar 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2021)
- CF3 Chief Executive (AR) (7 Jan 2011 to 25 Jan 2022)
- CF30 Customer (1 Nov 2007 to 3 Mar 2021)
- CF1 Director (AR) (16 Aug 2006 to 3 Aug 2010)
- Responsible for Insurance Mediation (2 Aug 2006 to 31 Aug 2017)
- CF8 Apportionment and Oversight (21 Nov 2003 to 1 Nov 2007)
- CF11 Money Laundering Reporting (21 Nov 2003 to 31 Jul 2006)
- CF21 Investment Adviser (16 Jul 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (16 Jul 2003 to 27 Oct 2003)
- CF1 Director (16 Jul 2003 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (16 Jul 2003 to 31 Oct 2007)
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- SMF1 Chief Executive (30 Jan 2020 to 8 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 8 Mar 2022)
- CF2 Non Executive Director (AR) (28 Jun 2019 to 22 Sep 2020)
- CF3 Chief Executive (AR) (31 Aug 2017 to 29 Mar 2022)
- Responsible for Insurance Mediation (1 Jul 2013 to 31 Aug 2017)
- CF30 Customer (1 Jul 2013 to 13 Mar 2019)
- CF1 Director (1 Jul 2013 to 8 Dec 2019)
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- SMF3 Executive Director (30 Jan 2020 to 25 Feb 2022)
- SMF1 Chief Executive (9 Dec 2019 to 25 Feb 2022)
- CF3 Chief Executive (5 Apr 2018 to 8 Dec 2019)
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- Employed By (16 Aug 2006 to 1 Aug 2022)
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- (3)Employed By (19 Jun 2002 to 22 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Rathmore Financial Limited
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controlled function added: (2)Employed By at Rathmore Financial Limited