Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 24 Feb 2026)
    • SMF16 Compliance Oversight (since 17 Sep 2024)
    • SMF3 Executive Director (since 17 Sep 2024)
    • SMF3 Executive Director (since 27 Sep 2023)
    • CF1 Director (AR) (since 6 Jan 2023)
    • SMF3 Executive Director (30 Jan 2020 to 25 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Feb 2022)
    • CF3 Chief Executive (AR) (31 Aug 2017 to 12 Mar 2021)
    • CF1 Director (AR) (19 May 2016 to 31 Aug 2017)
    • CF3 Chief Executive (4 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (4 Aug 2011 to 1 Aug 2022)
    • (1)Employed By (since 6 Jan 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • SMF1 Chief Executive (30 Jan 2020 to 8 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 8 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2021)
    • CF3 Chief Executive (AR) (7 Jan 2011 to 25 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 3 Mar 2021)
    • CF1 Director (AR) (16 Aug 2006 to 3 Aug 2010)
    • Responsible for Insurance Mediation (2 Aug 2006 to 31 Aug 2017)
    • CF8 Apportionment and Oversight (21 Nov 2003 to 1 Nov 2007)
    • CF11 Money Laundering Reporting (21 Nov 2003 to 31 Jul 2006)
    • CF21 Investment Adviser (16 Jul 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (16 Jul 2003 to 27 Oct 2003)
    • CF1 Director (16 Jul 2003 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (16 Jul 2003 to 31 Oct 2007)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • SMF1 Chief Executive (30 Jan 2020 to 8 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 8 Mar 2022)
    • CF2 Non Executive Director (AR) (28 Jun 2019 to 22 Sep 2020)
    • CF3 Chief Executive (AR) (31 Aug 2017 to 29 Mar 2022)
    • Responsible for Insurance Mediation (1 Jul 2013 to 31 Aug 2017)
    • CF30 Customer (1 Jul 2013 to 13 Mar 2019)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Bright Square Pensions Limited (no longer approved here)

    FRN 788317

    • SMF3 Executive Director (30 Jan 2020 to 25 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Feb 2022)
    • CF3 Chief Executive (5 Apr 2018 to 8 Dec 2019)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (16 Aug 2006 to 1 Aug 2022)
  • McPhersons Walpole Harding (Financial Services) Ltd (no longer approved here)

    FRN 212969

    • (3)Employed By (19 Jun 2002 to 22 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Rathmore Financial Limited

  2. controlled function added: (2)Employed By at Rathmore Financial Limited