Graham Colston Day

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Strategic Wealth Partners Limited (no longer approved here)

    FRN 784088

    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Sep 2023)
    • CF11 Money Laundering Reporting (2 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2018 to 30 Sep 2018)
    • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)
    • CF1 Director (2 Jan 2018 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (6 Nov 2012 to 18 Jul 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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