Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2025)
    • [FCA CF] Client dealing (since 15 Sep 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (29 Nov 2023 to 16 Sep 2025)
    • [FCA CF] Functions requiring qualifications (29 Nov 2023 to 16 Sep 2025)
  • 42 Wealth Management Ltd (no longer approved here)

    FRN 732318

    • [FCA CF] Client dealing (12 Apr 2021 to 5 Oct 2023)
    • [FCA CF] Functions requiring qualifications (12 Apr 2021 to 5 Oct 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (2 Apr 2020 to 31 Mar 2021)
  • MABWM Ltd (no longer approved here)

    FRN 806378

    • Employed By (2 Apr 2020 to 31 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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