Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Mar 2026)
    • [FCA CF] Client dealing (since 26 Mar 2026)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (10 Mar 2025 to 31 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (10 Mar 2025 to 31 Dec 2025)
    • CF30 Customer (6 Mar 2025 to 31 Dec 2025)
  • Colmore Partners Limited (no longer approved here)

    FRN 944323

    • Employed By (6 Mar 2025 to 31 Dec 2025)
  • R.A. Cowen & Partners (Financial Services) Limited (no longer approved here)

    FRN 126112

    • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 8 Nov 2024)
    • [FCA CF] Client dealing (7 Nov 2022 to 8 Nov 2024)
  • 42 Wealth Management Ltd (no longer approved here)

    FRN 732318

    • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 4 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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