Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 42 Wealth Management Ltd (no longer approved here)

    FRN 732318

    • SMF3 Executive Director (25 Sep 2024 to 5 Feb 2026)
    • [FCA CF] Functions requiring qualifications (22 Jul 2024 to 5 Feb 2026)
    • [FCA CF] Client dealing (22 Jul 2024 to 5 Feb 2026)
  • Sorbus Partners LLP (no longer approved here)

    FRN 588466

    • SMF27 Partner (4 Apr 2024 to 2 Jul 2024)
    • [FCA CF] Client dealing (1 May 2022 to 12 Jul 2024)
    • [FCA CF] Functions requiring qualifications (1 May 2022 to 12 Jul 2024)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 21 Dec 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Dec 2020)
    • CF30 Customer (11 Mar 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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