Alexander Rodman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2024)
    • CF1 Director (AR) (since 19 Apr 2024)
    • CF30 Customer (since 19 Apr 2024)
    • [FCA CF] Functions requiring qualifications (15 Mar 2024 to 4 Jun 2024)
    • [FCA CF] Client dealing (15 Mar 2024 to 4 Jun 2024)
  • Rockman Wealth Ltd

    FRN 916778

    • (1)Employed By (since 19 Apr 2024)
    • (1)Employed By (24 Jul 2023 to 4 Mar 2024)
  • 42 Wealth Management Ltd (no longer approved here)

    FRN 732318

    • CF30 Customer (24 Jul 2023 to 4 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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