Robin Simon Graham Oliver

Watch for changes

IRN: RSO01007
Last updated: 2 weeks ago

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)
FRN 154639
- CF11 Money Laundering Reporting (26 Sep 2012 to 18 Feb 2013)
- CF10 Compliance Oversight (8 Dec 2009 to 18 Feb 2013)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- CF11 Money Laundering Reporting (26 Sep 2012 to 18 Feb 2013)
- CF10 Compliance Oversight (14 Jan 2009 to 27 Oct 2009)
MANAGED PENSION FUNDS LIMITED (no longer approved here)
FRN 221340
- CF11 Money Laundering Reporting (26 Sep 2012 to 18 Feb 2013)
- CF10 Compliance Oversight (8 Dec 2009 to 18 Feb 2013)
Apex Group Fiduciary Services (UK) Limited (no longer approved here)
FRN 448301
- CF11 Money Laundering Reporting (14 Jun 2012 to 18 Feb 2013)
- CF10 Compliance Oversight (13 Jun 2012 to 18 Feb 2013)
State Street Trustees Limited (no longer approved here)
FRN 186237
- CF10 Compliance Oversight (8 Dec 2009 to 18 Feb 2013)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF10 Compliance Oversight (14 Jan 2009 to 18 Feb 2013)
- CF11 Money Laundering Reporting (14 Jan 2009 to 9 Mar 2011)
KIRKOSWALD CAPITAL MANAGEMENT LIMITED (no longer approved here)
FRN 229812
- CF10 Compliance Oversight (22 Sep 2005 to 27 Nov 2007)
RF Trustee Co. Limited (no longer approved here)
FRN 122229
- CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2005)
Stonehage Fleming Investment Management Limited (no longer approved here)
FRN 194382
- CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2005)
Stonehage Fleming Advisory Limited (no longer approved here)
FRN 194929
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.