KIRKOSWALD CAPITAL MANAGEMENT LIMITED

• Principal Place of Business

  Lower Ground Floor

  110 Park Street

  London

  W1K 6NX

  UNITED KINGDOM

  Phone

  +442071503680

  Web

  https://www.kirkoswald.com

• Complaints Contact

  Lower Ground Floor

  110 Park Street

  London

  W1K 6NX

  UNITED KINGDOM

  Phone

  +442071503680

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Al Wadah Al-Adawi

  IRN ASA01024

  • CF27 Investment Management (7 Mar 2006 to 28 Feb 2007)
• Alexander Dimitri Nicholas Smirnoff North

  IRN ADS01249

  • [FCA CF] Client dealing (since 23 Mar 2021)
  • CF30 Customer (19 Jul 2017 to 8 Dec 2019)
• Alp Gunduz

  IRN GXA01376

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2020)
  • CF30 Customer (21 Oct 2014 to 8 Dec 2019)
• Andrea Alecci

  IRN AXA03190

  • CF30 Customer (20 Apr 2015 to 18 Nov 2015)
• Andrew Benjamin Sarano

  IRN ABS01027

  • [FCA CF] Client dealing (23 Mar 2021 to 31 May 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (7 Mar 2006 to 31 Oct 2007)
• Barbara Ann Wastle

  IRN BAW01044

  • CF11 Money Laundering Reporting (30 Dec 2008 to 4 May 2009)
• Ben Robert Weisfeld

  IRN BRW01056

  • CF30 Customer (20 Sep 2011 to 8 Dec 2019)
• Burak Resit Ince

  IRN BRI01001

  • CF30 Customer (2 Oct 2008 to 17 Dec 2009)
• Caroline Keany

  IRN CJK01099

  • CF30 Customer (3 Nov 2014 to 22 May 2019)
• Charles Denholm Ross-Stewart

  IRN CDR01040

  • CF10 Compliance Oversight (1 Oct 2012 to 28 Aug 2013)

No changes recorded yet.