Charles Denholm Ross-Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • SMF16 Compliance Oversight (7 Mar 2016 to 18 Aug 2017)
    • CF11 Money Laundering Reporting (29 Sep 2015 to 3 Dec 2015)
    • CF10 Compliance Oversight (1 Oct 2012 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • SMF16 Compliance Oversight (7 Mar 2016 to 18 Aug 2017)
    • CF11 Money Laundering Reporting (29 Sep 2015 to 3 Dec 2015)
    • CF10 Compliance Oversight (1 Oct 2012 to 6 Mar 2016)
  • CITICORP TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122206

    • CF11 Money Laundering Reporting (29 Sep 2015 to 3 Dec 2015)
    • CF10 Compliance Oversight (1 Oct 2012 to 18 Aug 2017)
  • KIRKOSWALD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 229812

    • CF10 Compliance Oversight (1 Oct 2012 to 28 Aug 2013)
  • Napier Park Global Capital Ltd (no longer approved here)

    FRN 541427

    • CF10 Compliance Oversight (1 Oct 2012 to 7 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.