CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Adam Gabay

  IRN AXG00233

  • [PRA CF] Significant risk taker or Material risk taker (12 Mar 2021 to 3 Oct 2022)
  • [FCA CF] Material risk taker (12 Mar 2021 to 3 Oct 2022)
• Aida Abou-Rahme

  IRN AXA89633

  • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2021)
  • [FCA CF] Material risk taker (since 15 Nov 2021)
• Akhil Maria

  IRN AXM05489

  • [PRA CF] Significant risk taker or Material risk taker (since 4 Feb 2025)
  • [FCA CF] Material risk taker (since 4 Feb 2025)
• Alan Houmann

  IRN AXH62907

  • [FCA CF] Material risk taker (18 Dec 2020 to 30 Sep 2023)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Sep 2023)
• Alison Smith

  IRN AXS00865

  • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2023 to 7 Mar 2024)
  • [FCA CF] Material risk taker (12 Jul 2023 to 7 Mar 2024)
• Amela Sapcanin

  IRN AXS02083

  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 31 Dec 2021)
  • [FCA CF] Material risk taker (18 Dec 2020 to 31 Dec 2021)
• Andrew Graham Mulley

  IRN AGM01180

  • SMF9 Chair of the Governing Body (since 9 Dec 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (13 Nov 2019 to 8 Dec 2019)
  • CF1 Director (29 Apr 2019 to 8 Dec 2019)
  • CF29 Significant management (8 Jan 2016 to 8 Dec 2019)
• Andrew John Blight

  IRN AJB01817

  • [FCA CF] Manager of certification employee (since 23 Jun 2022)
  • [PRA CF] Significant risk taker or Material risk taker (15 Nov 2021 to 20 May 2024)
  • [FCA CF] Material risk taker (15 Nov 2021 to 20 May 2024)
  • CF28 Systems and controls (2 Mar 2016 to 8 Dec 2019)
• Andrew Porter

  IRN AXP00530

  • [FCA CF] Manager of certification employee (24 Jun 2022 to 12 Dec 2025)
  • [PRA CF] Significant risk taker or Material risk taker (6 Dec 2021 to 12 Dec 2025)
  • [FCA CF] Material risk taker (6 Dec 2021 to 12 Dec 2025)
• Anna Plant

  IRN AXP00611

  • [PRA CF] Significant risk taker or Material risk taker (24 Mar 2023 to 1 Feb 2024)
  • [FCA CF] Material risk taker (24 Mar 2023 to 1 Feb 2024)

No changes recorded yet.