Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CITICORP TRUSTEE COMPANY LIMITED
FRN 122206
- [FCA CF] Manager of certification employee (since 23 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (15 Nov 2021 to 20 May 2024)
- [FCA CF] Material risk taker (15 Nov 2021 to 20 May 2024)
- CF28 Systems and controls (2 Mar 2016 to 8 Dec 2019)
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 23 Jun 2022)
- [FCA CF] Material risk taker (since 15 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2021)
- SMF5 Head of Internal Audit (7 Mar 2016 to 9 Mar 2021)
- CF28 Systems and controls (2 Mar 2016 to 6 Mar 2016)
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Citibank, N.A.
FRN 124704
- [FCA CF] Manager of certification employee (since 23 Jun 2022)
- [FCA CF] Material risk taker (since 15 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2021)
- SMF5 Head of Internal Audit (7 Mar 2016 to 9 Mar 2021)
- CF28 Systems and controls (2 Mar 2016 to 6 Mar 2016)
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Citibank Europe plc
FRN 211646
- [FCA CF] Manager of certification employee (since 23 Jun 2022)
- [FCA CF] Material risk taker (since 15 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2021)
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Citibank UK Limited
FRN 805574
- [FCA CF] Manager of certification employee (since 23 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2021)
- [FCA CF] Material risk taker (since 15 Nov 2021)
- SMF5 Head of Internal Audit (27 Oct 2020 to 9 Mar 2021)
Recent activity
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