CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Anne Ellen Frascarelli

  IRN AEF01019

  • CF1 Director (1 Dec 2001 to 31 Dec 2004)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2004)
• Annemarie Bardwell

  IRN AXB01017

  • [FCA CF] Material risk taker (17 Jan 2022 to 22 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (17 Jan 2022 to 22 Jan 2024)
• Anoop Kumar Ghai

  IRN AKG01017

  • SMF3 Executive Director (since 30 Dec 2019)
• Ayden Dagg

  IRN AXD01262

  • [PRA CF] Significant risk taker or Material risk taker (since 22 Aug 2024)
  • [FCA CF] Material risk taker (since 22 Aug 2024)
  • [FCA CF] Manager of certification employee (since 10 Jun 2024)
  • [FCA CF] Significant management (since 28 Jan 2020)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 2 Nov 2022)
  • [FCA CF] Material risk taker (18 Dec 2020 to 2 Nov 2022)
• Barbara Ann Wastle

  IRN BAW01044

  • CF11 Money Laundering Reporting (30 Dec 2008 to 4 May 2009)
• Bedriye Kebanli

  IRN BXK00054

  • [FCA CF] Material risk taker (1 Mar 2021 to 19 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2021 to 19 Jan 2026)
• Benedicte Cecile Marthe Jacques ep. Gardner

  IRN BXJ00028

  • [FCA CF] Material risk taker (17 Nov 2021 to 25 Apr 2023)
  • [PRA CF] Significant risk taker or Material risk taker (17 Nov 2021 to 25 Apr 2023)
• Benjamin Needham

  IRN BXN45819

  • [FCA CF] Material risk taker (12 Jul 2023 to 20 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2023 to 20 May 2024)
• Bronwyn Corinna Wright

  IRN BCW01030

  • CF1 Director (13 May 2004 to 22 Mar 2007)
• Celine Salter

  IRN CXS00604

  • [PRA CF] Significant risk taker or Material risk taker (since 26 Oct 2022)
  • [FCA CF] Material risk taker (since 26 Oct 2022)

No changes recorded yet.