Barbara Ann Wastle

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • SMF16 Compliance Oversight (since 10 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jun 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (4 Sep 2023 to 8 May 2024)
    • SMF18 Other Overall Responsibility (14 Jul 2022 to 3 Sep 2023)
    • [FCA CF] Material risk taker (3 May 2017 to 31 Mar 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF18 Other Overall Responsibility (14 Jul 2022 to 3 Sep 2023)
    • [FCA CF] Material risk taker (3 May 2017 to 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (3 May 2017 to 9 Dec 2019)
  • CITICORP TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122206

    • CF11 Money Laundering Reporting (30 Dec 2008 to 4 May 2009)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF11 Money Laundering Reporting (30 Dec 2008 to 4 May 2009)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF11 Money Laundering Reporting (30 Dec 2008 to 4 May 2009)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF11 Money Laundering Reporting (30 Dec 2008 to 4 May 2009)
    • CF10 Compliance Oversight (16 Jul 2007 to 27 Jun 2008)
  • KIRKOSWALD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 229812

    • CF11 Money Laundering Reporting (30 Dec 2008 to 4 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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