Alison Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • SMF5 Head of Internal Audit (since 23 Feb 2024)
    • [FCA CF] Significant management (1 Mar 2023 to 18 Apr 2024)
    • [FCA CF] Material risk taker (6 Aug 2021 to 19 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (6 Aug 2021 to 19 Mar 2024)
  • Citibank, N.A.

    FRN 124704

    • SMF5 Head of Internal Audit (since 23 Feb 2024)
    • [FCA CF] Significant management (1 Mar 2023 to 7 Mar 2024)
    • [FCA CF] Material risk taker (6 Aug 2021 to 7 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (6 Aug 2021 to 7 Mar 2024)
  • Citibank Europe plc

    FRN 211646

    • SMF5 Head of Internal Audit (since 23 Feb 2024)
    • [FCA CF] Significant management (1 Mar 2023 to 7 Mar 2024)
    • [FCA CF] Material risk taker (6 Aug 2021 to 7 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (6 Aug 2021 to 7 Mar 2024)
  • Citibank UK Limited

    FRN 805574

    • SMF5 Head of Internal Audit (since 23 Feb 2024)
    • [FCA CF] Significant management (1 Mar 2023 to 7 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (6 Aug 2021 to 7 Mar 2024)
    • [FCA CF] Material risk taker (6 Aug 2021 to 7 Mar 2024)
  • CITICORP TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122206

    • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2023 to 7 Mar 2024)
    • [FCA CF] Material risk taker (12 Jul 2023 to 7 Mar 2024)

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