Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 15 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2021)
    • [FCA CF] Material risk taker (since 15 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2021)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 15 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2021)
    • [FCA CF] Material risk taker (since 15 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2021)
    • [FCA CF] Material risk taker (since 15 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (9 Jan 2020 to 1 Oct 2021)
    • [FCA CF] Material risk taker (9 Jan 2020 to 1 Oct 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (9 Jan 2020 to 1 Oct 2021)
    • [FCA CF] Material risk taker (9 Jan 2020 to 1 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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