Napier Park Global Capital Ltd

• Principal Place of Business

  5 Hanover Square

  5th Floor

  5th Floor

  London

  W1S 1HE

  UNITED KINGDOM

  Phone

  +442078664772

  Web

  https://www.napierparkglobal.com

• Complaints Contact

  Napier Park Global Capital

  280 Park Avenue, 3rd Floor

  New York

  New York

  10017

  UNITED STATES OF AMERICA

  Phone

  +12122350717

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adnan Bey

  IRN AXB03330

  • [FCA CF] Client dealing (9 Dec 2020 to 30 Sep 2022)
  • [FCA CF] Material risk taker (9 Dec 2020 to 30 Sep 2022)
  • CF30 Customer (16 Oct 2019 to 8 Dec 2019)
• Alexander Geyer

  IRN AXG02247

  • [FCA CF] Client dealing (9 Dec 2020 to 7 Apr 2021)
  • [FCA CF] Material risk taker (9 Dec 2020 to 7 Apr 2021)
  • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
• Alexander Lindsey Iain Shaw

  IRN ALS01121

  • CF30 Customer (19 Sep 2012 to 20 Sep 2013)
• Alison Hutchison

  IRN AXH00987

  • [FCA CF] Client dealing (since 15 Apr 2025)
• Amit Sanghani

  IRN AXS02212

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (6 Dec 2011 to 8 Dec 2019)
• Andrew Atkinson

  IRN AXA01827

  • [FCA CF] Client dealing (since 28 Apr 2023)
  • [FCA CF] Material risk taker (28 Apr 2023 to 29 Apr 2023)
• Andrew James McHale

  IRN AXM01998

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jul 2023)
  • SMF3 Executive Director (since 17 Jul 2023)
• Andrew Robert Black

  IRN ARB01103

  • CF30 Customer (4 May 2011 to 7 Jul 2011)
  • CF1 Director (4 May 2011 to 7 Jul 2011)
• Antoinette Graefin Graefin zu Eltz

  IRN AXG01857

  • CF30 Customer (27 Oct 2011 to 13 Dec 2012)
• Anubhi Ghuwalewala

  IRN AXG43497

  • [FCA CF] Client dealing (since 28 Apr 2023)
  • [FCA CF] Material risk taker (28 Apr 2023 to 29 Apr 2023)

No changes recorded yet.