Napier Park Global Capital Ltd

• Principal Place of Business

  5 Hanover Square

  5th Floor

  5th Floor

  London

  W1S 1HE

  UNITED KINGDOM

  Phone

  +442078664772

  Web

  https://www.napierparkglobal.com

• Complaints Contact

  Napier Park Global Capital

  280 Park Avenue, 3rd Floor

  New York

  New York

  10017

  UNITED STATES OF AMERICA

  Phone

  +12122350717

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Barbara Nemeth

  IRN BXN00073

  • [FCA CF] Client dealing (since 28 Apr 2023)
  • [FCA CF] Material risk taker (28 Apr 2023 to 29 Apr 2023)
• Charles Denholm Ross-Stewart

  IRN CDR01040

  • CF10 Compliance Oversight (1 Oct 2012 to 7 Mar 2013)
• Christopher Edward Sparrow

  IRN CES01082

  • [FCA CF] Material risk taker (9 Dec 2020 to 1 Jan 2022)
  • [FCA CF] Client dealing (9 Dec 2020 to 1 Jan 2022)
  • CF30 Customer (29 Jan 2019 to 8 Dec 2019)
• Colin David Campbell

  IRN CDC01033

  • CF29 Significant management (4 May 2011 to 1 Sep 2011)
  • CF30 Customer (4 May 2011 to 4 Mar 2013)
• Darren Jarvis

  IRN DXJ01234

  • CF28 Systems and controls (13 Feb 2013 to 7 Mar 2013)
• David Sharland

  IRN DXS02091

  • CF28 Systems and controls (4 May 2011 to 7 Mar 2013)
• Diarmuid Curran

  IRN DXC02193

  • [FCA CF] Client dealing (1 Jul 2021 to 9 Jun 2025)
  • [FCA CF] Material risk taker (1 Jul 2021 to 1 Jan 2022)
• Dores Teresa Schembri

  IRN DTS01012

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2020)
  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
  • CF1 Director (17 Mar 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Feb 2016 to 8 Dec 2019)
  • CF28 Systems and controls (6 Mar 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Mar 2013 to 15 Oct 2014)
  • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
• Elliott Ojuri

  IRN EXO00075

  • [FCA CF] Client dealing (since 1 Feb 2026)
• Ewan Charles Walter Labrom

  IRN ECL01009

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • CF30 Customer (30 Nov 2011 to 8 Dec 2019)

No changes recorded yet.