Napier Park Global Capital Ltd

• Principal Place of Business

  5 Hanover Square

  5th Floor

  5th Floor

  London

  W1S 1HE

  UNITED KINGDOM

  Phone

  +442078664772

  Web

  https://www.napierparkglobal.com

• Complaints Contact

  Napier Park Global Capital

  280 Park Avenue, 3rd Floor

  New York

  New York

  10017

  UNITED STATES OF AMERICA

  Phone

  +12122350717

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Federico Della Torre

  IRN FXD01283

  • [FCA CF] Client dealing (9 Dec 2020 to 31 Oct 2022)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Oct 2022)
  • CF30 Customer (16 May 2019 to 8 Dec 2019)
• Fotoulla Charalambous

  IRN FXC01179

  • CF28 Systems and controls (4 May 2011 to 24 Dec 2012)
• George Anthony Brammer

  IRN GXB00381

  • [FCA CF] Client dealing (since 4 Apr 2022)
  • [FCA CF] Material risk taker (4 Apr 2022 to 5 Apr 2022)
• Ines Charfi

  IRN IXC01271

  • [FCA CF] Client dealing (since 9 Oct 2025)
• Innes Liam Harding

  IRN IXH01116

  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Oct 2020 to 11 May 2023)
  • SMF3 Executive Director (19 Oct 2020 to 11 May 2023)
• Iva Horcicova

  IRN IXH01338

  • [FCA CF] Material risk taker (9 Dec 2020 to 14 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2020 to 14 Sep 2021)
  • CF30 Customer (19 Oct 2019 to 8 Dec 2019)
• James Michael O'Brien

  IRN MJO01138

  • SMF3 Executive Director (9 Dec 2019 to 27 Jan 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 27 Jan 2022)
  • CF3 Chief Executive (4 May 2011 to 8 Dec 2019)
  • CF1 Director (4 May 2011 to 8 Dec 2019)
• Jared Detweiler Keating

  IRN JDK01072

  • [FCA CF] Client dealing (9 Dec 2020 to 10 Jun 2022)
  • [FCA CF] Material risk taker (9 Dec 2020 to 10 Jun 2022)
  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• John-George Norman Duthie-Jackson

  IRN JND01011

  • CF1 Director (13 Jun 2011 to 30 Jan 2013)
  • CF29 Significant management (4 May 2011 to 21 Feb 2013)
  • CF30 Customer (4 May 2011 to 21 Feb 2013)
• Jonathan Simmons

  IRN JXS01342

  • [FCA CF] Client dealing (since 1 Feb 2026)

No changes recorded yet.