Innes Liam Harding

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lingotto Investment Management LLP (no longer approved here)
FRN 755308
- SMF16 Compliance Oversight (31 Jul 2023 to 30 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2023 to 30 Sep 2024)
Napier Park Global Capital Ltd (no longer approved here)
FRN 541427
- SMF3 Executive Director (19 Oct 2020 to 11 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Oct 2020 to 11 May 2023)
Man Global Private Markets (UK) Limited (no longer approved here)
FRN 646952
- CF10 Compliance Oversight (20 Feb 2015 to 18 Jan 2017)
- CF1 Director (20 Feb 2015 to 17 Apr 2018)
- CF11 Money Laundering Reporting (20 Feb 2015 to 18 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.