Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (19 Aug 2021 to 31 Dec 2024)
    • CF28 Systems and controls (13 Feb 2013 to 16 Mar 2015)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (19 Aug 2021 to 31 Dec 2024)
    • CF28 Systems and controls (13 Feb 2013 to 16 Mar 2015)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (19 Aug 2021 to 31 Dec 2024)
  • CITICORP TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122206

    • CF28 Systems and controls (13 Feb 2013 to 16 Mar 2015)
  • KIRKOSWALD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 229812

    • CF28 Systems and controls (13 Feb 2013 to 28 Aug 2013)
  • Napier Park Global Capital Ltd (no longer approved here)

    FRN 541427

    • CF28 Systems and controls (13 Feb 2013 to 7 Mar 2013)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF28 Systems and controls (23 Apr 2012 to 9 Jul 2012)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • CF28 Systems and controls (23 Apr 2012 to 9 Jul 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF28 Systems and controls (1 Nov 2007 to 20 Jul 2008)
    • CF15 Internal Audit (7 Apr 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF28 Systems and controls (1 Nov 2007 to 20 Jul 2008)
    • CF15 Internal Audit (7 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.