Dores Teresa Schembri

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Napier Park Global Capital Ltd (no longer approved here)

    FRN 541427

    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2020)
    • CF1 Director (17 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Feb 2016 to 8 Dec 2019)
    • CF28 Systems and controls (6 Mar 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Mar 2013 to 15 Oct 2014)
    • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 16 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.