Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Napier Park Global Capital Ltd (no longer approved here)

    FRN 541427

    • [FCA CF] Client dealing (9 Dec 2020 to 1 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2020 to 1 Jan 2022)
    • CF30 Customer (29 Jan 2019 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (26 Nov 2010 to 12 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.