Antoinette Graefin Graefin zu Eltz

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Client dealing (since 1 Mar 2020)
- [FCA CF] Manager of certification employee (since 1 Mar 2020)
- CF30 Customer (6 Jul 2017 to 8 Dec 2019)
Napier Park Global Capital Ltd (no longer approved here)
FRN 541427
- CF30 Customer (27 Oct 2011 to 13 Dec 2012)
PIMCO Europe Ltd (no longer approved here)
FRN 149303
- CF30 Customer (9 May 2008 to 19 Sep 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.