Willis Owen Limited

Date authorised
1 April 2013
Companies House
03283706
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Moneyfarm Investment Ltd
    90-92 Pentonville Road
    London
    Islington
    N1 9HS
    UNITED KINGDOM
    Phone
    +4408005972525
    Web
    https://www.willisowen.co.uk

  • Complaints Contact

    Moneyfarm Investment Ltd
    90-92 Pentonville Road
    London
    Islington
    N1 9HS
    UNITED KINGDOM
    Phone
    +4408005972525

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frank Norman Gorrie

    IRN FNG00001

    • CF1 Director (4 Mar 2009 to 18 Jul 2012)
  • Ian Christopher Taunt

    IRN ICT01015

    • [FCA CF] Significant management (9 Dec 2019 to 10 Oct 2025)
  • Jason Leslie Robert Chapman

    IRN JLC01077

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 Dec 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2012 to 8 Dec 2019)
    • CF1 Director (26 Aug 2011 to 8 Dec 2019)
  • John Sanders Owen

    IRN JSO00002

    • CF1 Director (AR) (27 Nov 2002 to 23 Jan 2003)
    • CF1 Director (1 Dec 2001 to 23 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jan 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Jan 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 23 Jan 2003)
  • Kenneth George Paterson

    IRN KGP01025

    • CF10 Compliance Oversight (15 Nov 2011 to 18 Jul 2012)
    • CF11 Money Laundering Reporting (15 Nov 2011 to 18 Jul 2012)
    • CF1 Director (15 Nov 2011 to 18 Jul 2012)
  • Kerry Nelson

    IRN KKN00001

    • CF21 Investment Adviser (11 Mar 2004 to 13 Aug 2004)
  • Lynn Smith

    IRN LXS01341

    • CF1 Director (2 Sep 2011 to 18 Jul 2012)
  • Mark Edward Tennant

    IRN MET01020

    • CF2 Non Executive Director (26 Feb 2007 to 18 Jul 2012)
  • Mark Holloway

    IRN MXH02091

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 28 Feb 2025)
    • CF2 Non Executive Director (23 Jun 2009 to 8 Dec 2019)
  • Mark Joseph Lund

    IRN MJL01212

    • CF1 Director (22 Oct 2008 to 15 Apr 2011)
    • CF3 Chief Executive (22 Oct 2008 to 15 Apr 2011)
    • CF8 Apportionment and Oversight (22 Oct 2008 to 31 Mar 2009)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.