Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Intelligent Money Ltd (no longer approved here)

    FRN 219473

    • CF1 Director (6 Aug 2003 to 27 Nov 2003)
    • CF10 Compliance Oversight (6 Aug 2003 to 27 Nov 2003)
    • CF11 Money Laundering Reporting (6 Aug 2003 to 27 Nov 2003)
    • CF21 Investment Adviser (6 Aug 2003 to 27 Nov 2003)
    • CF8 Apportionment and Oversight (6 Aug 2003 to 27 Nov 2003)
  • Willis Owen Limited (no longer approved here)

    FRN 121261

    • CF1 Director (AR) (27 Nov 2002 to 23 Jan 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 23 Jan 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Jan 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2003)
    • CF1 Director (1 Dec 2001 to 23 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.