Willis Owen Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Moneyfarm Investment Ltd90-92 Pentonville RoadLondonIslingtonN1 9HSUNITED KINGDOM- Phone
- +4408005972525
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Complaints Contact
Moneyfarm Investment Ltd90-92 Pentonville RoadLondonIslingtonN1 9HSUNITED KINGDOM- Phone
- +4408005972525
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adrian Lowcock
IRN ASL01026
- [FCA CF] Significant management (9 Dec 2019 to 7 May 2021)
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Alan James Easter
IRN AJE01102
- CF1 Director (3 Apr 2009 to 30 Jun 2011)
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Andrew Charles Firth
IRN ACF00018
- CF1 Director (21 Nov 2007 to 30 Jun 2009)
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Anton/ Anthony Dermot Simon
IRN ADS01099
- CF2 Non Executive Director (4 Aug 2009 to 1 Apr 2014)
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Bryan Anthony Levine
IRN BAL01033
- CF1 Director (9 Apr 2009 to 16 Jan 2012)
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Christopher Norman Edge
IRN CNE01003
- CF1 Director (28 Dec 2005 to 31 Jan 2009)
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Colin Burchell-Crookes
IRN CXB00024
- CF11 Money Laundering Reporting (6 Jun 2006 to 16 Dec 2011)
- CF10 Compliance Oversight (6 Jun 2006 to 16 Dec 2011)
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Colman Moher
IRN CXM02045
- Responsible for Insurance Mediation (4 Apr 2012 to 31 Aug 2012)
- CF3 Chief Executive (2 Apr 2012 to 31 Aug 2012)
- CF1 Director (21 Apr 2011 to 31 Aug 2012)
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Diane Elizabeth Gray-Smith
IRN DEG01032
- CF13 Finance (20 Oct 2006 to 29 Jun 2007)
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Emma Hargreaves
IRN EXH28160
- [FCA CF] Significant management (since 9 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Harrington Communications Ltd (no longer appointed)
FRN 220270 · Appointed 3 Mar 2003 · Until 23 Jan 2004
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Willis Owen Advice Limited (no longer appointed)
FRN 220953 · Appointed 27 Nov 2002 · Until 19 Dec 2002
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.