Alan James Easter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IM ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 402770
- CF29 Significant management (20 Sep 2017 to 6 Nov 2019)
YOU Asset Management Limited (no longer approved here)
FRN 543459
- CF1 Director (14 Nov 2012 to 27 Sep 2013)
- CF3 Chief Executive (14 Nov 2012 to 27 Sep 2013)
Honister Partners Ltd (no longer approved here)
FRN 502699
- Employed By (23 Jun 2009 to 30 Jun 2011)
Willis Owen Limited (no longer approved here)
FRN 121261
- CF1 Director (3 Apr 2009 to 30 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.