Frank Norman Gorrie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- [FCA CF] Material risk taker (since 15 Aug 2025)
- [FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
ST. JAMES'S PLACE UK PLC
FRN 150026
- [FCA CF] Material risk taker (since 15 Aug 2025)
ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED
FRN 622916
- [FCA CF] Material risk taker (since 15 Aug 2025)
St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Significant management (since 12 Aug 2022)
Honister Partners Ltd (no longer approved here)
FRN 502699
- Employed By (23 Jun 2009 to 2 Jul 2012)
Willis Owen Limited (no longer approved here)
FRN 121261
- CF1 Director (4 Mar 2009 to 18 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.