Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deep Blue Financial Limited (no longer approved here)

    FRN 190203

    • CF30 Customer (1 Nov 2007 to 13 Dec 2007)
    • CF21 Investment Adviser (15 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Oct 2006 to 15 Aug 2007)
    • CF2 Non Executive Director (1 Dec 2001 to 7 Jun 2002)
  • Willis Owen Limited (no longer approved here)

    FRN 121261

    • CF21 Investment Adviser (11 Mar 2004 to 13 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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