Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forvis Mazars Financial Planning Limited
FRN 182644
- SMF16 Compliance Oversight (since 10 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Apr 2026)
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Forvis Mazars Corporate Finance Limited
FRN 197186
- SMF16 Compliance Oversight (since 10 Apr 2026)
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- [FCA CF] Significant management (9 Dec 2019 to 10 Oct 2025)
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- CF30 Customer (1 Nov 2007 to 1 Sep 2009)
- CF24 Pension Transfer Specialist (3 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.