Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 7 Mar 2016)
    • SMF9 Chair of the Governing Body (16 Feb 2024 to 6 Mar 2024)
    • CF2 Non Executive Director (15 May 2015 to 6 Mar 2016)
  • Countrywide Principal Services Limited (no longer approved here)

    FRN 301684

    • SMF9 Chair of the Governing Body (18 Jan 2023 to 4 Sep 2023)
  • Connells Limited (no longer approved here)

    FRN 302221

    • SMF9 Chair of the Governing Body (18 Jan 2023 to 4 Sep 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2021 to 17 Jan 2023)
  • Equiniti Financial Services Limited (no longer approved here)

    FRN 468631

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Aug 2023)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 1 Aug 2023)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 26 May 2021)
    • CF2 Non Executive Director (5 Mar 2015 to 8 Dec 2019)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • SMF14 Senior Independent Director (24 Apr 2018 to 28 Apr 2025)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF2 Non Executive Director (16 Jan 2014 to 24 Apr 2016)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 15 Apr 2011)
  • Willis Owen Limited (no longer approved here)

    FRN 121261

    • CF1 Director (22 Oct 2008 to 15 Apr 2011)
    • CF3 Chief Executive (22 Oct 2008 to 15 Apr 2011)
    • CF8 Apportionment and Oversight (22 Oct 2008 to 31 Mar 2009)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF8 Apportionment and Oversight (1 Jan 2004 to 5 Jan 2007)
    • CF3 Chief Executive (1 Jan 2004 to 5 Jan 2007)
    • CF1 Director (1 Jan 2004 to 5 Jan 2007)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF1 Director (20 Aug 2003 to 5 Jan 2007)
    • CF3 Chief Executive (20 Aug 2003 to 5 Jan 2007)
    • CF8 Apportionment and Oversight (20 Aug 2003 to 5 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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