Willis Owen Limited

Date authorised
1 April 2013
Companies House
03283706
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Moneyfarm Investment Ltd
    90-92 Pentonville Road
    London
    Islington
    N1 9HS
    UNITED KINGDOM
    Phone
    +4408005972525
    Web
    https://www.willisowen.co.uk

  • Complaints Contact

    Moneyfarm Investment Ltd
    90-92 Pentonville Road
    London
    Islington
    N1 9HS
    UNITED KINGDOM
    Phone
    +4408005972525

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Robert Hargreaves

    IRN MRH01212

    • CF1 Director (21 Mar 2012 to 18 Jul 2012)
  • Martin Scott

    IRN MXS03115

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (26 Mar 2012 to 18 Jul 2012)
  • Nigel James Ward

    IRN NJW01122

    • CF1 Director (22 Oct 2008 to 20 Mar 2009)
  • Peter Brian Coleman

    IRN PBC01028

    • CF1 Director (22 Apr 2008 to 27 Jun 2008)
  • Prodaman Kumar Sarwal

    IRN PKS01024

    • CF2 Non Executive Director (11 Aug 2008 to 22 Jun 2009)
  • Richard James Craven

    IRN RJC00029

    • CF1 Director (AR) (7 Mar 2003 to 10 Nov 2005)
    • CF21 Investment Adviser (13 Feb 2003 to 9 Oct 2006)
    • CF1 Director (13 Feb 2003 to 7 Nov 2008)
  • Richard James Pearson

    IRN RJP00033

    • CF3 Chief Executive (6 Jun 2011 to 31 Mar 2012)
    • CF1 Director (24 Sep 2007 to 31 Mar 2012)
    • Responsible for Insurance Mediation (21 Nov 2006 to 31 Mar 2012)
    • CF8 Apportionment and Oversight (6 Jun 2006 to 4 Mar 2009)
  • Roderick John Sinclair

    IRN RJS01186

    • CF2 Non Executive Director (15 May 2007 to 22 Jun 2009)
  • clive morris saffer

    IRN CMS00020

    • Responsible for Insurance Mediation (14 Jan 2005 to 21 Nov 2006)
    • CF1 Director (AR) (13 Mar 2003 to 10 Nov 2005)
    • CF10 Compliance Oversight (13 Feb 2003 to 6 Jun 2006)
    • CF1 Director (13 Feb 2003 to 17 Sep 2007)
    • CF8 Apportionment and Oversight (13 Feb 2003 to 6 Jun 2006)
    • CF21 Investment Adviser (13 Feb 2003 to 9 Oct 2006)
    • CF11 Money Laundering Reporting (13 Feb 2003 to 6 Jun 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.